SEC Issues New Guidance on Advisor Review Sites and Social Media Testimonials
Apr 21, 2014
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By Michael Kitces, MSFS, MTAX, CFP, CLU, ChFC
Horsesmouth Essential: In March 2014, new guidelines cleared the way for third-party advisor review sites and for advisors to market their profiles on such sites, without running afoul of the testimonial rules. But some important restrictions remain in place. Here’s what you need to know.