How I Survived an IRS Audit
Aug 23, 2010
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By Bill DeShurko, CFP
If you are with an independent broker-dealer, you have probably had several compliance audits. Or maybe as an independent RIA, you have been audited by either the SEC or your state securities office. But what about the dreaded IRS audit? How is it different, and what measures can you (and your clients) take to prevent one?